SEC Form 4 · accession 0000939767-15-000091

EXELIXIS, INC. · EXEL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Discovery Research & CSO

Period of report

Oct 12, 2015

Accepted (ET)

Oct 14, 2015 · 5:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000939767

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 12, 2015	M	525	$5.63	A	36,998	D
Common Stock	Oct 12, 2015	M	1,400	$5.63	A	38,398	D
Common Stock	Oct 12, 2015	M	2,500	$5.63	A	40,898	D
Common Stock	Oct 12, 2015	M	8,000	$5.63	A	48,898	D
Common Stock	Oct 12, 2015	M	20,000	$5.63	A	68,898	D
Common Stock	Oct 12, 2015	M	28,000	$5.63	A	96,898	D
Common Stock	Oct 12, 2015	M	84,000	$5.63	A	180,898	D
Common Stock	Oct 12, 2015	M	19,333	$5.63	A	200,231	D
Common Stock	Oct 12, 2015	M	39,999	$5.63	A	240,230	D
Common Stock	Oct 12, 2015	M	39,583	$5.63	A	279,813	D
Common Stock	Oct 12, 2015	M	56,936	$5.63	A	336,749	D
Common Stock^F1	Oct 12, 2015	S	300,276	$5.839	D	36,473	D
Common Stock	Oct 13, 2015	M	600	$5.63	A	37,073	D
Common Stock	Oct 13, 2015	S	600	$5.80	D	36,473	D
Common Stock^F2	holding	—	—		—	14,478	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	525	D	Aug 5, 2010	Oct 17, 2015	Common Stock	525	242,815	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	1,400	D	Aug 5, 2010	Oct 17, 2015	Common Stock	1,400	241,415	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	2,500	D	Aug 5, 2010	Oct 17, 2015	Common Stock	2,500	238,915	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	8,000	D	Aug 5, 2010	Oct 17, 2015	Common Stock	8,000	230,915	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	20,000	D	Aug 5, 2010	Oct 17, 2015	Common Stock	20,000	210,915	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	28,000	D	Aug 5, 2010	Oct 17, 2015	Common Stock	28,000	182,915	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	84,000	D	Aug 5, 2010	Oct 17, 2015	Common Stock	84,000	98,915	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	19,333	D	Aug 5, 2010	Oct 17, 2015	Common Stock	19,333	79,582	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	39,999	D	Aug 5, 2010	Oct 17, 2015	Common Stock	39,999	39,583	D
Option (right to buy)^F3	$5.63	Oct 12, 2015	M	39,583	D	Aug 5, 2010	Oct 17, 2015	Common Stock	39,583	0	D
Option (right to buy)^F4	$5.63	Oct 12, 2015	M	56,936	D	Aug 5, 2010	Oct 17, 2015	Common Stock	56,936	52,149	D
Option (right to buy)^F4	$5.63	Oct 13, 2015	M	600	D	Aug 5, 2010	Oct 17, 2015	Common Stock	600	51,549	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. The reporting person undertakes to provide to Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2Represents 14,478 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of October 13, 2015.
F3Option granted pursuant to Issuer's 2000 Equity Incentive Plan. One hundred percent (100%) of the shares vest one year from date of grant.
F4Option granted pursuant to Issuer's 2000 Equity Incentive Plan. Thirty-three percent (33%) of the shares vest one year from date of grant, and the remaining shares vest in 24 equal monthly installments thereafter.