SEC Form 4 · accession 0001562180-19-001798
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Hayes
Officer — CHAIRMAN, PRESIDENT & C.E.O. · Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 6, 2019 | S | 8,955 | $55.43 | D | 467,854 | D | |
| Common StockF3 | holding | — | — | — | 9,290 | I | 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 147,782 | I | JAH Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.
- F2This transaction was executed in multiple trades at prices ranging from $55.15 to $55.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4The reporting person expressly disclaims beneficial ownership of these securities.