SEC Form 4 · accession 0001562180-19-000510
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 23, 2019 | A | 7,759 | A | — | — | Common Stock | 7,759 | 67,479 | D |
| Stock Option (Right to Buy) | $50.78 | Jan 23, 2019 | A | 32,508 | A | Jan 23, 2020 | Jan 23, 2029 | Common Stock | 32,508 | 32,508 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
- F3Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.