SEC Form 4/A · accession 0001562180-18-004182
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles E Baker
Officer — VP,GEN COUNSEL & CORP SEC
Period of report
Sep 18, 2018
Accepted (ET)
Oct 5, 2018 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2018 | J | 15 | $44.92 | A | 203,448 | D | |
| Common StockF2,F3 | holding | — | — | — | 5,749 | I | 401(k) Plan | |
| Common StockF2,F4 | holding | — | — | — | 800 | I | By Daughter | |
| Common StockF2,F4 | holding | — | — | — | 1,280 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F2Due to a third party clerical error, an incorrect balance was reported on the reporting person's original Form 4. This balance reflects the correct holding amount.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4The reporting person expressly disclaims beneficial ownership of these securities.