SEC Form 4 · accession 0001127602-18-008490
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Peterson
Officer — SVP & COO Global MF & HHP Pkg
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF1,F3 | — | Feb 23, 2018 | J | 3,170 | A | — | — | Common Stock | 3,170 | 51,094 | D |
Explanation of responses
- F1Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F2Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.
- F3Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.