SEC Form 4 · accession 0001127602-18-006909
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 15, 2018 | S | 7,017 | $38.8899 | D | 302,135 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 6,041 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 122,208 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan.
- F2The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.