SEC Form 4 · accession 0001127602-18-004523
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Hoover
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 8, 2018 · 1:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | I | 14,190 | $38.22 | D | 202,515 | D | |
| Common Stock | Feb 8, 2018 | I | 14,190 | $38.22 | A | 776,826 | I | RDH Trust |
| Common Stock | Feb 8, 2018 | F | 10,121 | $38.22 | D | 192,394 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.
- F2Common stock acquired upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan which was transferred into the R. David Hoover Revocable Trust.
- F3Shares withheld for payment of the tax obligation upon the distribution of 24,311 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.