SEC Form 4/A · accession 0001127602-18-003226
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nate C Carey
Officer — Vice President & Controller
Period of report
Jan 24, 2018
Accepted (ET)
Jan 31, 2018 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $38.84 | Jan 24, 2018 | A | 10,143 | A | Jan 24, 2019 | Jan 24, 2028 | Common Stock | 10,143 | 10,143 | D |
| Restricted Stock UnitsF4,F3 | — | Jan 24, 2018 | A | 2,369 | A | — | — | Common Stock | 2,369 | 14,235 | D |
Explanation of responses
- F1Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
- F2Due to an administrative error, Reporting Person's January 24, 2018, Stock Option award was reported on January 26, 2018, as 9,923 stock options instead of 10,143 stock options. Correcting entry.
- F3Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
- F4Due to an administrative error, reporting person's January 24, 2018, RSU award was reported on January 26, 2018 as 2,317 RSUs instead of 2,369 RSUs. Correcting entry.