SEC Form 4 · accession 0001127602-18-002592
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 24, 2018 | A | 9,784 | A | — | — | Common Stock | 9,784 | 73,218 | D |
| Stock Option (Right to Buy) | $38.84 | Jan 24, 2018 | A | 41,896 | A | Jan 24, 2019 | Jan 24, 2028 | Common Stock | 41,896 | 41,896 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
- F3Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.