SEC Form 4 · accession 0001127602-18-001271
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Hayes
Officer — CHAIRMAN, PRESIDENT & C.E.O.. · Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 5, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2018 | S | 222 | $38.61 | D | 398,485 | D | |
| Common Stock | Jan 5, 2018 | S | 200 | $38.6106 | D | 398,285 | D | |
| Common Stock | Jan 5, 2018 | S | 200 | $38.6118 | D | 398,085 | D | |
| Common Stock | Jan 5, 2018 | S | 6,160 | $38.605 | D | 391,925 | D | |
| Common StockF2 | holding | — | — | — | 9,126 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 147,782 | I | JAH Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3The reporting person expressly disclaims beneficial ownership of these securities.