SEC Form 4 · accession 0001127602-17-034753
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel William Fisher
Officer — Sr VP & COO Global Bev Pkg
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | M | 3,600 | $22.965 | A | 13,444 | D | |
| Common Stock | Dec 14, 2017 | F | 2,620 | $38.29 | D | 10,824 | D | |
| 401KF3 | holding | — | — | — | 1,817 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (sars) | $22.965 | Dec 14, 2017 | M | 3,600 | D | Jan 30, 2014 | Jan 30, 2023 | Common Stock | 3,600 | 0 | D |
Explanation of responses
- F1Exercise of Stock Appreciation Rights (SARS)
- F2Shares utilized to pay for the cost of the SARS (and for payment of the tax obligation on the SARS exercise).
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.