SEC Form 4 · accession 0001127602-17-034152
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Hayes
Officer — CHAIRMAN, PRESIDENT & C.E.O.. · Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | S | 5,041 | $40.7418 | D | 408,451 | D | |
| Common Stock | Dec 6, 2017 | S | 478 | $40.7426 | D | 407,973 | D | |
| Common StockF2 | Dec 7, 2017 | G | 13,562 | $40.72 | D | 147,782 | I | JAH Irrevocable Trust |
| Common Stock | Dec 7, 2017 | G | 16,438 | $40.72 | D | 391,535 | D | |
| Common StockF3 | holding | — | — | — | 9,103 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.
- F2The reporting person expressly disclaims beneficial ownership of these securities.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.