SEC Form 4 · accession 0001127602-17-029523
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Hayes
Officer — CHAIRMAN, PRESIDENT & C.E.O.. · Director
Period of report
Oct 5, 2017
Accepted (ET)
Oct 6, 2017 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2017 | S | 400 | $41.95 | D | 413,114 | D | |
| Common Stock | Oct 5, 2017 | S | 400 | $41.96 | D | 412,714 | D | |
| Common Stock | Oct 5, 2017 | S | 400 | $42.00 | D | 412,314 | D | |
| Common Stock | Oct 5, 2017 | S | 200 | $41.995 | D | 412,114 | D | |
| Common Stock | Oct 5, 2017 | S | 1,399 | $41.99 | D | 410,715 | D | |
| Common Stock | Oct 5, 2017 | S | 501 | $41.9901 | D | 410,214 | D | |
| Common Stock | Oct 5, 2017 | S | 1,619 | $41.98 | D | 408,595 | D | |
| Common Stock | Oct 5, 2017 | S | 700 | $41.9801 | D | 407,895 | D | |
| Common StockF2 | holding | — | — | — | 9,083 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 161,344 | I | JAH Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3The reporting person expressly disclaims beneficial ownership of these securities.