SEC Form 4 · accession 0001127602-17-027861
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Sep 20, 2017
Accepted (ET)
Sep 20, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 20, 2017 | S | 17,090 | $40.7905 | D | 295,466 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 6,013 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 108,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan.
- F2The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Remarks
The amount of securities beneficially owned following the transaction(s) reported in this Form 4 reflects the Stock Split effective May 16, 2017.