SEC Form 4 · accession 0001127602-17-027550

BALL Corp · BALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SR VP, HR & Administration

Period of report

Sep 15, 2017

Accepted (ET)

Sep 18, 2017 · 11:13 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Sep 15, 2017	M	49,600	$18.85	A	345,036	I	By Spouse
Common Stock^F2	Sep 15, 2017	F	35,427	$40.53	D	309,609	I	By Spouse
Common Stock^F2	Sep 15, 2017	M	12,600	$22.965	A	322,209	I	By Spouse
Common Stock^F2	Sep 15, 2017	F	9,683	$40.53	D	312,526	I	By Spouse
Common Stock^F4	holding	—	—		—	6,013	I	401(k) Plan
Common Stock	holding	—	—		—	108,905	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Rights (sars)^F2	$18.85	Sep 15, 2017	M	49,600	D	Jan 25, 2013	Jan 25, 2022	Common Stock	49,600	0	I
Stock Appreciation Rights (sars)^F2	$22.965	Sep 15, 2017	M	12,600	D	Jan 30, 2014	Jan 30, 2023	Common Stock	12,600	0	I

F1Common stock acquired from exercise of Stock Appreciation Rights (SARs).
F2The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
F4Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan.