SEC Form 4 · accession 0001127602-17-026588
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 25, 2017 | S | 39,241 | $39.0987 | D | 295,436 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 6,013 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 108,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan.
- F2The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.