SEC Form 4 · accession 0001127602-17-022070
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel William Fisher
Officer — Sr VP & COO Global Bev Pkg
Period of report
Jun 22, 2017
Accepted (ET)
Jun 23, 2017 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2017 | M | 1,750 | $18.85 | A | 11,594 | D | |
| Common Stock | Jun 22, 2017 | S | 100 | $41.775 | D | 11,494 | D | |
| Common Stock | Jun 22, 2017 | S | 1,624 | $41.77 | D | 9,870 | D | |
| Common Stock | Jun 22, 2017 | S | 26 | $41.76 | D | 9,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (iso) (Right to Buy) | $18.85 | Jun 22, 2017 | M | 1,750 | D | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 1,750 | 0 | D |
Explanation of responses
- F1Common stock acquired upon exercise of Incentive Stock Options (ISOs).
- F2Exercise of Incentive Stock Options (ISOs).
Remarks
The amount of securities beneficially owned following the transaction(s) reported in this Form 4 reflects the Stock Split effective May 16, 2017.