SEC Form 4/A · accession 0001127602-17-012096
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeff A Knobel
Officer — Vice President & Treasurer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 15, 2017 | A | 1,431 | A | — | — | Common Stock | 1,431 | 20,018 | D |
| Deferred Compensation Company Stock PlanF3,F5 | — | Mar 15, 2017 | J | 31 | A | — | — | Common Stock | 31 | 17,764 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Restricted Stock Units granted in conjunction with the Deposit Share Program.
- F3Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F4Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- F5Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
Remarks
Amended to add missing footnote.