SEC Form 4 · accession 0001127602-17-011369

BALL Corp · BALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SR VP, HR & Administration

Period of report

Mar 10, 2017

Accepted (ET)

Mar 13, 2017 · 1:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 10, 2017	M	5,752	$24.66	A	143,403	I	By Spouse
Common Stock^F2	Mar 10, 2017	S	5,752	$73.8867	D	137,651	I	By Spouse
Common Stock^F2	Mar 10, 2017	M	28,248	$24.66	A	165,899	I	By Spouse
Common Stock^F2	Mar 10, 2017	F	18,205	$73.74	D	147,694	I	By Spouse
Common Stock	holding	—	—		—	2,995	I	401(k) Plan
Common Stock	holding	—	—		—	54,437	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (iso) (Right to Buy)^F2,F6	$24.66	Mar 10, 2017	M	5,752	D	—	Apr 25, 2017	Common Stock	5,752	0	I
Stock Appreciation Rights (sars)^F2	$24.66	Mar 10, 2017	M	28,248	D	Apr 25, 2008	Apr 25, 2017	Common Stock	28,248	0	I

F1Common stock acquired from exercise of Incentive Stock Options (ISOs).
F2The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3Common stock acquired from exercise of Stock Appreciation Rights (SARs).
F4Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
F5Exercise of Incentive Stock Options (ISO).
F6Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).
F7Exercise of Stock Appreciation Rights (SARS).