SEC Form 4 · accession 0001127602-17-005830
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff A Knobel
Officer — Vice President & Treasurer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 14, 2017 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 1,500 | $37.70 | A | 34,260 | D | |
| Common StockF2 | holding | — | — | — | 1,528 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (iso) (Right to Buy) | $37.70 | Feb 13, 2017 | M | 1,500 | D | Jan 25, 2013 | Jan 25, 2012 | Common Stock | 1,500 | 2,000 | D |
Explanation of responses
- F1Common stock acquired upon the exercise of Incentive Stock Options.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3Exercise of Incentive Stock Options (ISOs).