SEC Form 4 · accession 0001127602-17-003932
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Hoover
Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 3, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | J | 8,476 | $75.07 | D | 111,031 | D | |
| Common Stock | Feb 3, 2017 | F | 3,569 | $75.07 | D | 107,462 | D | |
| Common Stock | Feb 3, 2017 | J | 8,476 | $75.07 | A | 292,165 | I | RDH Trust |
| Common Stock | holding | — | — | — | 57,600 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 32,605 | I | SAH Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.
- F2Shares withheld for payment of the tax obligation upon the distribution of 12,045 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F3Common stock acquired upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan which was transferred into the R. David Hoover Revocable Trust.
- F4The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.