SEC Form 4 · accession 0001127602-16-070366
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore M Solso
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | J | 3 | $76.30 | A | 30,611 | D | |
| Common Stock | holding | — | — | — | 4,095 | I | Solso Revocable Trust | |
| Common StockF2 | holding | — | — | — | 28,000 | I | Spouse's Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF3,F5 | — | Dec 15, 2016 | J | 102 | A | — | — | Common Stock | 102 | 59,929 | D |
| Deferred Compensation Company Stock PlanF3,F5 | — | Dec 15, 2016 | J | 344 | A | — | — | Common Stock | 344 | 60,273 | D |
Explanation of responses
- F1Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F2The reporting person expressly disclaims beneficial ownership of these securities.
- F3Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F4Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- F5Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- F6Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.