SEC Form 4 · accession 0001127602-16-070295
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Hoover
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | J | 185 | $76.30 | A | 119,507 | D | |
| Common Stock | holding | — | — | — | 57,600 | I | By GRAT | |
| Common Stock | holding | — | — | — | 329,689 | I | RDH Trust | |
| Common StockF2 | holding | — | — | — | 32,605 | I | SAH Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF3,F5 | — | Dec 15, 2016 | J | 5 | A | — | — | Common Stock | 5 | 2,668 | D |
| Deferred Compensation Company Stock PlanF3,F5 | — | Dec 15, 2016 | J | 315 | A | — | — | Common Stock | 315 | 2,983 | D |
Explanation of responses
- F1Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
- F2The reporting person expressly disclaims beneficial ownership of these securities.
- F3Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F4Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
- F5Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- F6Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.