SEC Form 4 · accession 0001127602-16-062622
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Cave
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 Deferred Compensation Company Stock PlanF1,F3 | — | Sep 15, 2016 | J | 268 | A | — | — | Common Stock | 268 | 2,420 | D |
| 2005 Deferred Compensation Company Stock PlanF1,F3 | — | Sep 15, 2016 | J | 4 | A | — | — | Common Stock | 4 | 2,423 | D |
| Restricted Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 9,498 | 9,498 | D |
Explanation of responses
- F1Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F2Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.
- F3Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- F4Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
- F5Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.