SEC Form 4 · accession 0001127602-16-062599
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn M Barker
Officer — Vice President & Controller
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 15, 2016 | A | 8,000 | A | — | — | Common Stock | 8,000 | 14,715 | D |
| Deferred Compensation Company Stock PlanF3,F5 | — | Sep 15, 2016 | J | 51 | A | — | — | Common Stock | 51 | 30,640 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Restricted Units awarded under the Ball Corporation Deposit Share Program.
- F3Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F4Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
- F5Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.