SEC Form 4 · accession 0001127602-16-061256
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Peterson
Officer — SVP & COO Global MF & HHP Pkg
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 1,930 | $20.04 | A | 11,916 | D | |
| Common Stock | Aug 25, 2016 | M | 2,400 | $25.225 | A | 14,316 | D | |
| Common Stock | Aug 25, 2016 | M | 1,350 | $35.835 | A | 15,666 | D | |
| Common StockF2 | holding | — | — | — | 50 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (iso) (Right to Buy) | $20.04 | Aug 25, 2016 | M | 1,930 | D | Jan 28, 2010 | Jan 28, 2019 | Common Stock | 1,930 | 0 | D |
| Stock Option (iso) (Right to Buy) | $25.225 | Aug 25, 2016 | M | 2,400 | D | Jan 27, 2011 | Jan 27, 2020 | Common Stock | 2,400 | 0 | D |
| Stock Option (iso) (Right to Buy) | $35.835 | Aug 25, 2016 | M | 1,350 | D | Jan 26, 2012 | Jan 26, 2021 | Common Stock | 1,350 | 0 | D |
Explanation of responses
- F1Exercise of Incentive Stock Options (ISOs).
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.