SEC Form 4 · accession 0001127602-16-059892
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Hayes
Officer — CHAIRMAN, PRESIDENT & C.E.O.. · Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 1,000 | $20.04 | A | 178,620 | D | |
| Common Stock | Aug 8, 2016 | M | 6,800 | $25.225 | A | 185,420 | D | |
| Common Stock | Aug 8, 2016 | M | 1,800 | $37.70 | A | 187,220 | D | |
| Common Stock | Aug 8, 2016 | P | 2,400 | $79.3071 | A | 189,620 | D | |
| Common StockF2 | holding | — | — | — | 4,480 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 58,200 | I | JAH Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (iso) (Right to Buy)F1 | $20.04 | Aug 8, 2016 | M | 1,000 | D | — | Jan 28, 2019 | Common Stock | 1,000 | 0 | D |
| Stock Option (iso) (Right to Buy) | $25.225 | Aug 8, 2016 | M | 6,800 | D | Jan 27, 2011 | Jan 27, 2020 | Common Stock | 6,800 | 0 | D |
| Stock Option (iso) (Right to Buy) | $37.70 | Aug 8, 2016 | M | 1,800 | D | Jan 25, 2013 | Jan 25, 2012 | Common Stock | 1,800 | 0 | D |
Explanation of responses
- F1Exercise of stock options (ISO).
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3The reporting person expressly disclaims beneficial ownership of these securities.