SEC Form 4 · accession 0001127602-16-051803
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Peterson
Officer — SVP & COO Global MF & HHP Pkg
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 10, 2016 | I | 657 | $72.16 | D | 0 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 15,826 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt discretionary transaction involving the transfer of units from the Ball stock fund into other funds within reporting person's 401K that are neither valued nor settled in Ball Corporation equity securities.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.