SEC Form 4 · accession 0001127602-16-050215
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Hoover
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 28, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 100,000 | I | By GRAT | |
| Common Stock | holding | — | — | — | 117,838 | D | ||
| Common StockF1 | holding | — | — | — | 32,605 | I | SAH Trust | |
| Common Stock | holding | — | — | — | 328,072 | I | RDH Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Apr 27, 2016 | A | 1,737 | A | — | — | Common Stock | 1,737 | 14,342 | D |
Explanation of responses
- F1The reporting person expressly disclaims beneficial ownership of these securities.
- F2Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F3Annual restricted stock unit (RSU) award for non-employee directors under Ball Corporation's Stock and Cash Incentive Plan.