SEC Form 4/A · accession 0001127602-16-049129
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert D Strain
Officer — Sr. VP BallCorp & Pres. BATC
Period of report
Mar 5, 2016
Accepted (ET)
Apr 11, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 5, 2016 | J | 2,625 | D | — | — | Common Stock | 2,625 | 11,307 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Lapse of Table II Performance Contingent Restricted Stock Units.
- F3Due to an administrative error the number of reporting person's March 5, 2016 lapsed restricted stock units was incorrectly reported as 2,685 instead of the correct number 2,625. Correcting entry.