SEC Form 4/A · accession 0001127602-16-047087

BALL Corp · BALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Mar 14, 2016

Accepted (ET)

Mar 21, 2016 · 6:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 14, 2016	M	140,000	$21.845	A	257,633	D
Common Stock	Mar 14, 2016	F	88,800	$68.77	D	168,833	D
Common Stock	Mar 15, 2016	M	92,000	$21.845	A	260,833	D
Common Stock	Mar 15, 2016	F	58,509	$68.58	D	202,324	D
Common Stock	Mar 15, 2016	J	51,200	$68.77	D	151,329	D
Common Stock	Mar 15, 2016	J	51,200	$68.77	A	294,581	I	RDH Trust
Common Stock	Mar 16, 2016	J	33,491	$68.58	D	117,838	D
Common Stock	Mar 16, 2016	J	33,491	$68.58	A	328,072	I	RDH Trust
Common Stock	holding	—	—		—	100,000	I	By GRAT
Common Stock^F5	holding	—	—		—	32,605	I	SAH Trust

No Table II lines on this filing.

F1Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
F2Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
F3Correcting entry. Net shares from the exercise of 140,000 SARs should have been put into the RDH Trust instead of reporting person's direct ownership.
F4Correcting entry. Net shares from the exercise of 96,000 SARs should have been put into the RDH Trust instead of reporting person's direct ownership.
F5The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.