SEC Form 4 · accession 0001127602-16-046644
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Cave
Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2005 Deferred Compensation Company Stock PlanF1,F3 | — | Mar 15, 2016 | J | 306 | A | — | — | Common Stock | 306 | 1,854 | D |
| 2005 Deferred Compensation Company Stock PlanF1,F3 | — | Mar 15, 2016 | J | 3 | A | — | — | Common Stock | 3 | 1,857 | D |
| Restricted Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock | 4,761 | 4,761 | D |
Explanation of responses
- F1Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F2Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.
- F3Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- F4Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
- F5Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.