SEC Form 4 · accession 0001127602-16-045251
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert D Strain
Officer — Sr. VP BallCorp & Pres. BATC
Period of report
Mar 5, 2016
Accepted (ET)
Mar 7, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2016 | J | 2,625 | $68.18 | A | 6,941 | D | |
| Common Stock | Mar 5, 2016 | F | 840 | $68.18 | D | 6,101 | D | |
| Common StockF3 | holding | — | — | — | 664 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Mar 5, 2016 | J | 2,685 | D | — | — | Common Stock | 2,685 | 11,247 | D |
Explanation of responses
- F1Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units.
- F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F5Lapse of restricted stock units.