SEC Form 4 · accession 0001127602-16-041201
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Bouts
Officer — Sr. VP & COO Globl Mtl Bev Pkg
Period of report
Feb 13, 2016
Accepted (ET)
Feb 16, 2016 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2016 | J | 4,375 | $65.17 | A | 4,375 | D | |
| Common Stock | Feb 13, 2016 | F | 1,887 | $65.17 | D | 2,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 13, 2016 | J | 4,375 | D | — | — | Common Stock | 4,375 | 26,469 | D |
Explanation of responses
- F1Common stock acquired upon the lapse of Table II Restricted Stock Units.
- F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F4Lapse of restricted stock units.