SEC Form 4 · accession 0001127602-16-040163
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Hoover
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | F | 5,290 | $65.22 | D | 124,303 | D | |
| Common StockF3 | Feb 5, 2016 | J | 6,670 | $65.22 | D | 117,633 | D | |
| Common Stock | Feb 5, 2016 | J | 6,670 | $65.22 | A | 243,381 | I | RDH Trust |
| Common StockF3 | holding | — | — | — | 0 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 100,000 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 32,605 | I | SAH Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of the tax obligation upon the distribution of 11,960 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F2Common stock acquired upon the distribution of 11,960 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan was transferred into the R. David Hoover Revocable Trust.
- F3Since the date of the reporting person's last report, 7,980 shares previously owned through the Ball Corporation 401(k) Plan were rolled over into a self-directed IRA and therefore are now owned directly.
- F4The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.