SEC Form 4 · accession 0001127602-16-040128

BALL Corp · BALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SR VP, HR & Administration

Period of report

Feb 5, 2016

Accepted (ET)

Feb 9, 2016 · 11:34 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Feb 5, 2016	F	1,752	$65.22	D	137,284	I	By Spouse
Common Stock^F2	Feb 5, 2016	J	8,787	$72.73	A	146,071	I	By Spouse
Common Stock^F2	Feb 5, 2016	F	3,793	$72.73	D	142,278	I	By Spouse
Common Stock^F2	Feb 5, 2016	J	279	$66.83	A	142,557	I	By Spouse
Common Stock^F2	Feb 5, 2016	F	124	$66.83	D	142,433	I	By Spouse
Common Stock^F7	holding	—	—		—	2,833	I	401(k) Plan
Common Stock	holding	—	—		—	39,585	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Compensation Company Stock Plan^F2,F8,F10	—	Feb 5, 2016	J	8,787	D	—	—	Common Stock	8,787	38,396	I
Deferred Compensation Company Stock Plan^F2,F8,F10	—	Feb 5, 2016	J	279	D	—	—	Common Stock	279	38,117	I

F1Shares withheld for payment of the tax obligation upon the distribution of 5,913 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F10Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F2The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F4Shares withheld for payment of the tax obligation upon the distribution of 8,787 shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F5Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F6Shares withheld for payment of the tax obligation upon the distribution of 279 shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F7Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F8Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9Distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.