SEC Form 4 · accession 0001127602-15-031137
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Sep 11, 2014
Accepted (ET)
Nov 12, 2015 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2014 | S | 8,571 | $66.0625 | D | 129,043 | I | By Spouse |
| Common StockF2 | holding | — | — | — | 2,807 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 39,579 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Remarks
Delinquent filing due to stock settled SARS.