SEC Form 4 · accession 0001127602-15-027160
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Feldser
Officer — Sr VP, COO,GlobalMetalF&HPP
Period of report
Sep 15, 2015
Accepted (ET)
Sep 16, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2015 | J | 1,600 | $67.31 | A | 40,534 | D | |
| Common Stock | Sep 15, 2015 | F | 512 | $67,031.00 | D | 40,022 | D | |
| Common StockF3 | holding | — | — | — | 2,881 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF4,F6 | — | Sep 15, 2015 | J | 97 | A | — | — | Common Stock | 97 | 50,423 | D |
| Restricted Stock UnitsF7,F1 | — | Sep 15, 2015 | J | 1,600 | D | — | — | Common Stock | 1,600 | 12,378 | D |
Explanation of responses
- F1Lapse of Restricted Stock Units.
- F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F5Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- F6Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- F7Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.