SEC Form 4 · accession 0001127602-15-017778
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Morrison
Officer — SR. V.P. and C.F.O.
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 7,828 | $21.845 | A | 169,318 | D | |
| Common Stock | May 15, 2015 | F | 2,343 | $73.01 | D | 166,975 | D | |
| Common Stock | May 15, 2015 | M | 6,000 | $21.845 | A | 172,975 | D | |
| Common Stock | May 15, 2015 | D | 3,754 | $73.01 | D | 169,221 | D | |
| Common StockF4 | holding | — | — | — | 4,043 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 50 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (iso) (Right to Buy) | $21.845 | May 15, 2015 | M | 7,828 | D | Apr 26, 2007 | Apr 26, 2016 | Common Stock | 7,828 | 0 | D |
| Stock Appreciation Rights (sars) | $21.845 | May 15, 2015 | M | 6,000 | D | Apr 26, 2007 | Apr 26, 2016 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Exercise of Incentive Stock Options (ISOs).
- F2Exercise of Stock Appreciation Rights (SARS).
- F3Shares utilized to pay for the cost of the SARS.
- F4Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.