SEC Form 4 · accession 0001127602-15-017345
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff A Knobel
Officer — Vice President & Treasurer
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 875 | $20.04 | A | 23,544 | D | |
| Common Stock | May 13, 2015 | D | 447 | $71.51 | D | 23,097 | D | |
| Common Stock | May 13, 2015 | M | 2,400 | $25.225 | A | 25,497 | D | |
| Common Stock | May 13, 2015 | D | 1,344 | $71.51 | D | 24,153 | D | |
| Common Stock | May 13, 2015 | M | 2,500 | $35.835 | A | 26,653 | D | |
| Common Stock | May 13, 2015 | D | 1,652 | $71.51 | D | 25,001 | D | |
| Common StockF3 | holding | — | — | — | 1,286 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (sars)F4 | $20.04 | May 13, 2015 | M | 875 | D | — | Jan 28, 2019 | Common Stock | 875 | 0 | D |
| Stock Appreciation Rights (sars)F4 | $25.225 | May 13, 2015 | M | 2,400 | D | — | Jan 27, 2020 | Common Stock | 2,400 | 0 | D |
| Stock Appreciation Rights (sars) | $35.835 | May 13, 2015 | M | 2,500 | D | Jan 26, 2012 | Jan 26, 2021 | Common Stock | 2,500 | 6,950 | D |
Explanation of responses
- F1Exercise of Stock Appreciation Rights (SARs).
- F2Shares utilized to pay for the cost of the SARS.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4Stock Appreciation Rights (SARS) vest in four annual installments beginning one year after date of grant.