SEC Form 4/A · accession 0001127602-15-015046
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John A Hayes
Officer — CHAIRMAN, PRESIDENT & C.E.O.. · Director
Period of report
Mar 17, 2015
Accepted (ET)
Apr 23, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2015 | F | 1,752 | $69.17 | D | 176,832 | D | |
| Common StockF2 | holding | — | — | — | 4,444 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 58,200 | I | JAH Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amending reporting person's March 17, 2015, Form 4 filing. Due to an administrative error, shares were under-withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units and were incorrectly reported as 3,838 instead of 5,590. This amendment reflects 1,752 additional shares withheld for taxes.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3The reporting person expressly disclaims beneficial ownership of these securities.