SEC Form 4 · accession 0001127602-15-011913

BALL Corp · BALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SR VP, HR & Administration

Period of report

Mar 16, 2015

Accepted (ET)

Mar 18, 2015 · 5:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 16, 2015	M	4,250	$19.87	A	40,777	D
Common Stock	Mar 16, 2015	S	4,250	$69.9409	D	36,527	D
Common Stock	Mar 17, 2015	M	4,250	$19.87	A	40,777	D
Common Stock	Mar 17, 2015	F	1,212	$69.73	D	39,565	D
Common Stock^F3	holding	—	—		—	2,696	I	401(k) Plan
Common Stock^F4	holding	—	—		—	147,455	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$19.87	Mar 16, 2015	M	4,250	D	—	Apr 28, 2015	Common Stock	4,250	0	D
Stock Option (iso) (Right to Buy)^F6	$19.87	Mar 17, 2015	M	4,250	D	—	Apr 28, 2015	Common Stock	4,250	0	D

F1Exercise of stock options.
F2Exercise of Incentive Stock Options (ISO).
F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F5Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
F6Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).