SEC Form 4 · accession 0001127602-15-011851
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lehman
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | J | 5 | $70.41 | A | 161,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF2,F4 | — | Mar 16, 2015 | J | 341 | A | — | — | Common Stock | 341 | 58,502 | D |
| Deferred Compensation Company Stock PlanF2,F4 | — | Mar 16, 2015 | J | 107 | A | — | — | Common Stock | 107 | 58,609 | D |
Explanation of responses
- F1Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F2Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F3Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.
- F4Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- F5Dividend reinvestment in the Ball Corporation Deferred Compensation Company Stock Plan.