SEC Form 4 · accession 0001127602-15-011635
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Morrison
Officer — SR. V.P. and C.F.O.
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | J | 6,160 | $69.17 | A | 164,275 | D | |
| Common Stock | Mar 13, 2015 | F | 1,971 | $69.17 | D | 162,304 | D | |
| Common Stock | Mar 16, 2015 | J | 60 | $70.41 | A | 162,364 | D | |
| Common StockF4 | holding | — | — | — | 4,039 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 50 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | Mar 13, 2015 | J | 8,800 | D | — | — | Common Stock | 8,800 | 33,282 | D |
| Deferred Compensation Company Stock PlanF7,F9 | — | Mar 13, 2015 | J | 2,640 | A | — | — | Common Stock | 2,640 | 92,825 | D |
| Deferred Compensation Company Stock PlanF7,F9 | — | Mar 16, 2015 | J | 167 | A | — | — | Common Stock | 167 | 92,992 | D |
Explanation of responses
- F1Common stock acquired upon the lapse of Table II restricted stock units.
- F10Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- F3Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F4Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F5Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F6Lapse of restricted stock units.
- F7Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F8Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
- F9Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.