SEC Form 4 · accession 0001127602-15-011627

BALL Corp · BALL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SR VP, HR & Administration

Period of report

Mar 13, 2015

Accepted (ET)

Mar 17, 2015 · 3:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000009389

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 13, 2015	J	120	$69.17	A	36,641	D
Common Stock	Mar 13, 2015	F	120	$69.17	D	36,521	D
Common Stock	Mar 16, 2015	J	7	$70.41	A	36,527	D
Common Stock^F4	Mar 16, 2015	J	33	$70.41	A	147,455	I	By Spouse
Common Stock^F5	holding	—	—		—	2,696	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F6,F7	—	Mar 13, 2015	J	3,600	D	—	—	Common Stock	3,600	12,999	D
Deferred Compensation Company Stock Plan^F8,F10	—	Mar 13, 2015	J	3,480	A	—	—	Common Stock	3,480	59,149	D
Deferred Compensation Company Stock Plan^F8,F10	—	Mar 16, 2015	J	103	A	—	—	Common Stock	103	59,252	D
Deferred Compensation Company Stock Plan^F4,F8,F10	—	Mar 16, 2015	J	83	A	—	—	Common Stock	83	45,268	I

F1Common stock acquired upon the lapse of Table II Restricted Stock Units.
F10Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F11Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F4The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F5Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7Lapse of restricted stock units.
F8Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.