SEC Form 4 · accession 0001127602-15-008676
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Baker
Officer — VP,GEN COUNSEL & CORP SEC
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 5,000 | $19.87 | A | 33,793 | D | |
| Common Stock | Feb 26, 2015 | S | 200 | $72.55 | D | 33,593 | D | |
| Common Stock | Feb 26, 2015 | S | 300 | $72.53 | D | 33,293 | D | |
| Common Stock | Feb 26, 2015 | S | 1,100 | $72.51 | D | 32,193 | D | |
| Common Stock | Feb 26, 2015 | S | 1,745 | $72.48 | D | 30,448 | D | |
| Common Stock | Feb 26, 2015 | S | 1,455 | $72.45 | D | 28,993 | D | |
| Common Stock | Feb 26, 2015 | S | 1,300 | $72.44 | D | 27,693 | D | |
| Common Stock | Feb 26, 2015 | S | 1,000 | $72.41 | D | 26,693 | D | |
| Common Stock | Feb 26, 2015 | S | 600 | $72.39 | D | 26,093 | D | |
| Common Stock | Feb 26, 2015 | S | 500 | $72.37 | D | 25,593 | D | |
| Common Stock | Feb 26, 2015 | S | 300 | $72.34 | D | 25,293 | D | |
| Common Stock | Feb 26, 2015 | S | 100 | $72.32 | D | 25,193 | D | |
| Common Stock | Feb 26, 2015 | S | 300 | $72.29 | D | 24,893 | D | |
| Common Stock | Feb 26, 2015 | S | 100 | $72.27 | D | 24,793 | D | |
| Common Stock | Feb 26, 2015 | M | 9,000 | $19.87 | A | 33,793 | D | |
| Common StockF2 | holding | — | — | — | 2,452 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 400 | I | By Daughter | |
| Common StockF3 | holding | — | — | — | 640 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $19.87 | Feb 24, 2015 | M | 5,000 | D | — | Apr 27, 2015 | Common Stock | 5,000 | 9,000 | D |
| Employee Stock Option (Right to Buy)F4 | $19.87 | Feb 26, 2015 | M | 9,000 | D | — | Apr 27, 2015 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1Exercise of Stock Options.
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3The reporting person expressly disclaims beneficial ownership of these securities.
- F4Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.