SEC Form 4/A · accession 0001127602-15-005645
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lisa Ann Pauley
Officer — SR VP, HR & Administration
Period of report
Feb 4, 2015
Accepted (ET)
Feb 12, 2015 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 4, 2015 | A | 3,749 | A | — | — | Common Stock | 3,749 | 16,599 | D |
| Stock Appreciation Rights (sars) | $66.15 | Feb 4, 2015 | A | 17,465 | A | Feb 4, 2016 | Feb 4, 2025 | Common Stock | 17,465 | 17,465 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F2Correcting the number of RSUs and SARS granted and shown on reporting person's Form 4 filed on February 6, 2015. Due to an administrative error, an incorrect number of shares were reported.
- F3Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.