SEC Form 4 · accession 0001127602-15-005193
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
R David Hoover
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | J | 42,777 | $68.17 | D | 150,812 | D | |
| Common Stock | Feb 6, 2015 | J | 42,777 | $68.17 | A | 207,093 | I | RDH Trust |
| Common Stock | Feb 6, 2015 | F | 30,085 | $68.17 | D | 120,727 | D | |
| Common StockF3 | holding | — | — | — | 7,946 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 82,000 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 194,685 | I | SAH Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.
- F2Shares withheld for payment of the tax obligation upon the distribution of 72,862 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F3Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.