SEC Form 4 · accession 0001127602-15-003694
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Bradford
Officer — V.P., GLOBAL TAX
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | J | 626 | $63.33 | A | 30,562 | D | |
| Common Stock | Jan 30, 2015 | F | 234 | $63.33 | D | 30,328 | D | |
| Common StockF3 | holding | — | — | — | 1,075 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Jan 30, 2015 | J | 626 | D | — | — | Common Stock | 626 | 9,649 | D |
| Restricted Stock UnitsF4,F6 | — | Jan 30, 2015 | J | 174 | D | — | — | Common Stock | 174 | 9,475 | D |
Explanation of responses
- F1Common stock acquired upon the lapse of Table II Restricted Stock Units.
- F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F5Lapse of restricted stock units.
- F6Restricted stock units cancelled due to reporting person's retirement from Ball Corporation.