SEC Form 4 · accession 0001225208-18-012867
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon M Abuyounes
Officer — President, PCM Logistics, LLC
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Aug 20, 2018 | M | 10,806 | $7.65 | A | 59,463 | D | |
| COMMON | Aug 20, 2018 | M | 8,893 | $5.55 | A | 68,356 | D | |
| COMMONF2 | Aug 20, 2018 | S | 7,242 | $22.59 | D | 61,114 | D | |
| COMMONF3 | Aug 20, 2018 | S | 12,457 | $22.12 | D | 48,657 | D | |
| COMMON | Aug 21, 2018 | M | 13,299 | $8.00 | A | 61,956 | D | |
| COMMON | Aug 21, 2018 | M | 1,194 | $7.65 | A | 63,150 | D | |
| COMMONF4 | Aug 21, 2018 | S | 14,493 | $22.2847 | D | 48,657 | D | |
| COMMON | Aug 22, 2018 | M | 11,701 | $8.00 | A | 60,358 | D | |
| COMMONF5 | Aug 22, 2018 | S | 18,540 | $22.3521 | D | 41,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $7.65 | Aug 20, 2018 | M | 10,806 | D | — | May 20, 2020 | COMMON | 10,806 | 1,194 | D |
| Stock Option (Right to Buy)F6 | $5.55 | Aug 20, 2018 | M | 8,893 | D | — | Aug 10, 2019 | COMMON | 8,893 | 0 | D |
| Stock Option (Right to Buy)F6 | $7.65 | Aug 21, 2018 | M | 1,194 | D | — | May 20, 2020 | COMMON | 1,194 | 0 | D |
| Stock Option (Right to Buy)F6 | $8.00 | Aug 21, 2018 | M | 13,299 | D | — | Jun 10, 2021 | COMMON | 13,299 | 11,701 | D |
| Stock Option (Right to Buy)F6 | $8.00 | Aug 22, 2018 | M | 11,701 | D | — | Jun 10, 2021 | COMMON | 11,701 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.325 to $23.175. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.30. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.55. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.80. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F6This option is exercisable in quarterly installments over a 5 year period.